WASHINGTON--(BUSINESS WIRE)--The Financial Industry Regulatory Authority (FINRA) issued a new Investor Alert called Plan for Transition: What You Should Know About the Transfer of Brokerage Account Assets on Death. FINRA’s new Alert responds to issues raised by investors calling FINRA’s Securities Helpline for Seniors, and informs brokerage account holders, family members and other beneficiaries about the general process firms follow when an account holder passes away. “While many people plan f
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